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SA Financial Intermediary Forum

A Forum available for Intermediaries to raise, debate and source answers to any questions
 
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SA Financial Intermediary Forum :: FAIS Act :: General Code of Conduct
 

 Conflict of Interest

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Forum Admin
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Posts : 94
Join date : 2011-03-30
Age : 53
Location : Johannesburg

Conflict of Interest Empty
PostSubject: COI Policy Management Doc   Conflict of Interest EmptyFri Apr 29, 2011 9:35 am
Attached please find an example of a COI management Policy which you need to have in place and accessible from 20 April 2011. Please note that this is simply an example and must be tailored for your own needs.. please refer to your compliance officer for ratification
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Conflict of Interest AttachmentConflict of Interest Management Policy- Example.pdf
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Forum Admin
Admin



Posts : 94
Join date : 2011-03-30
Age : 53
Location : Johannesburg

Conflict of Interest Empty
PostSubject: Conflict of Interest   Conflict of Interest EmptyFri Apr 29, 2011 9:32 am
Conflict of Interest Amendment to the Code of Conduct
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Conflict of Interest AttachmentConflict of Interest BN 58 OF 2010.pdf
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Last edited by Admin on Fri Apr 29, 2011 10:11 am; edited 2 times in total
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