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 Compliserv- 20 May 2011- Compliance reporting

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PostSubject: Compliserv- 20 May 2011- Compliance reporting   Mon May 23, 2011 8:02 am

2011 compliance reports now available - CompliNEWS the first to publish all 9 of them; guidance to follow…19.05.2011
To access the documents either click on the ‘Dashboard/Library’ section and access the ‘2010/2011 compliance library’ section or access the ‘Latest regulatory documents’ page
• Financial Advisory and Intermediary Services Act: Compliance Report for financial service providers without a Compliance Officer who have appointed a Compliance Officer 2011, G 34291, BN 93, 16 May 2011
• Financial Advisory and Intermediary Services Act: Compliance Report for Category II and IIA financial service providers 2011, G 34291, BN 86, 16 May 2011
• Financial Advisory and Intermediary Services Act: Compliance Report for foreign financial service providers 2011, G 34291, BN 91, 16 May 2011
• Financial Advisory and Intermediary Services Act: Compliance Report for Category II financial service providers 2011, G 34291, BN 88, 16 May 2011 -- comments by 31 October 2011
• Financial Advisory and Intermediary Services Act: Bi-Annual Compliance Report for Category III financial service providers 2011, G 34291, BN 89, 16 May 2011
• Financial Advisory and Intermediary Services Act: Compliance Report for Category I financial service providers without a Compliance Officer 2011, G 34291, BN 84, 16 May 2011
• Financial Advisory and Intermediary Services Act: Compliance Report for financial service providers changing Compliance Officer during reporting period 2011, G 34291, BN 92, 16 May 2011
• Financial Advisory and Intermediary Services Act: Interim Compliance Report for Category IIA financial service providers 2011, G 34291, BN 87, 16 May 2011
• Financial Advisory and Intermediary Services Act: Compliance Report for Category I financial service providers with a Compliance Officer 2011, G 34291, BN 85, 16 May 2011
• Please find attached our press release. Please contact us if you would like to subscribe to the Service.
CompliNEWS is currently live via www.complinews.co.za (Free 14 day free trial available).
Compli-Serve SA has launched its brand new CompliNEWS compliance website portal and news service.
The new user-friendly and effective site recognises the growing importance of access to timely and quality compliance information. The new website, therefore, features improved navigation and links to content via the various subject headings will ensure that you are able to retrieve all your compliance news and information a lot quicker.
We know that the new website will be a great improvement in terms of content, function and graphic design, and will further enhance accessibility to relevant compliance news for compliance professionals.
The CompliNEWS team will be seeking to improve the website continually and, in this regard, visitors’ comments are always welcome.
This service is available to all new and existing subscribers of the Knowledge Service and is free for Compli-Serve’s outsource clients. For more information on the service offering and to subscribe please visit us on the web at www.complinews.co.za.
We look forward to hearing from you shortly.
Kind Regards
The CompliNEWS Team
Enquiries:
James George-Editor, CompliNEWS
Tel: 0861 273 783
E-mail: james@compliserve.co.za
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